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8-K NYSE Late Filer Removal Letter

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549  



FORM 8-K 



CURRENT REPORT



PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 14, 2020

 

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(Exact name of registrant as specified in its charter)  

 

Commission file number: 1-33741



 

 

 

 

 

Texas

 

38-3765318

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)



 

P. O. Box 224866, Dallas, Texas 75222-4866

 

(214) 977-8222

(Address of principal executive offices, including zip code)

 

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))





 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Securities registered pursuant to Section 12(b) of the Act:



 

 

 

 



 

 

 

 



 

 

 

 

Title of each class

 

Trading Symbol

 

Name of each exchange on which registered

Series A Common Stock, $.01 par value

 

AHC

 

New York Stock Exchange



Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  


 

Item 8.01.  Other Events.

A. H. Belo Corporation (the “Company”) previously disclosed on Current Report on Form 8-K filed on November 20, 2019 with the Securities and Exchange Commission that it had failed to timely file its Form 10-Q for the period ended September 30, 2019 (the “Third Quarter 2019 Form 10-Q”), and as a result the New York Stock Exchange (the “NYSE”) issued a letter dated November 19, 2019 informing the Company that, under NYSE rules, the Company was not compliant with the NYSE continued listing requirements.  On April 14, 2020, the Company filed its Third Quarter 2019 Form 10-Q, and the NYSE notified the Company by letter dated the same date that the Company has been removed from the late filers list.  The Company has now regained compliance with NYSE continued listing requirements.  A copy of the NYSE letter is furnished as Exhibit 99.1 to this Current Report. 



Item 9.01.  Financial Statements and Exhibits.



(d) Exhibits.

99.1  New York Stock Exchange Letter dated April 14, 2020




 



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 



 

 

 

 

 

 



 

 

 

 

 

 

Date: April 15, 2020

 

 

 

A. H. BELO CORPORATION



 

 

 



 

 

 

By:

 

/s/ Christine E. Larkin



 

 

 

 

 

Christine E. Larkin



 

 

 

 

 

Senior Vice President/General Counsel




 

EXHIBIT INDEX

Exhibit No. 99.1   New York Stock Exchange Letter dated April 14, 2020 

 


EX 991 NYSE Letter dated April 14, 2020

Exhibit 99.1

 

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Tanya Hoos, CPA

Senior Director



NYSE Regulation

11 Wall Street

New York, NY 10005

T +1 212 656 5391

tanya.hoos@theice.com



April 14, 2020



Mr. Robert W. Decherd

Chairman, President and Chief Executive Officer

A. H. Belo Corporation

1954 Commerce Street

Dallas, Texas 75201

United States



Dear Mr. Decherd:



This will acknowledge that A. H. Belo Corporation filed its delayed Form 10-Q for the period ended September 30, 2019 (“Delayed Filing”) on EDGAR on April 14, 2020.  As a result, it will be removed from the late filers’ list disseminated to data vendors and posted on the Listed Standards Filing Status page on www.nyse.com.  Also, the “LF” indicator posted on the Profile, Data and News pages related to each issue will be removed.



These actions are taken on the first business day after the delayed SEC filing is made on EDGAR prior to 2:30 p.m. Eastern Time.  Since your Delayed Filing was filed on April 14, 2020, before 2:30 p.m., the data vendor and website changes will be effective on April 15, 2020.



If you have any questions, please contact Julia Makhonina at 212-656-5580.



Sincerely,



/s/ Tanya Hoos





cc:   

Christine Larkin, A. H. Belo Corporation

Shannon Rochford, Intercontinental Exchange, Inc. | NYSE

Julia Makhonina, NYSE Regulation

An Intercontinental Exchange Company